Business registration forms

Forms that must be filed with the Office of the Attorney General when starting a business

Business opportunities

Business opportunities form packet (29k ZIP) includes:

  • Affidavit of Exemption (4k PDF)
  • Determination of Exemption and Instruction Sheet (10k PDF)
  • Bond Form (6k PDF)
  • Assignment of Certificate of Deposit (5k PDF)
  • Annual Registration Statement Form (12k PDF)
  • Statutes (sections .801 to .819)

Buying Clubs and Vacation Clubs

Buying Clubs & Vacation Clubs form packet (354k ZIP) includes:

  • Affidavit of Exemption (39k PDF)
  • Buying & Vacation Club Facts (154k PDF)
  • Buying Club Surety Bond form (96k PDF)
  • Vacation Club Surety Bond form (97k PDF)

Statutes (KRS 367.395-.409)

Cemeteries, funeral homes, and crematoria

Crematories, funeral homes and crematoria form packet (240k ZIP) includes:

  • Instructions and Application for License to Sell Preneed Funeral Services and Goods (100k PDF) under KRS 367.940
  • Annual Report for Preneed Funeral Services and Goods (18k PDF)
  • Cremation Authorization Form CR-1 (21k PDF)
  • Crematory Annual Report Form CR-2 (12k PDF)
  • Pre-Need Cremation Authorization Form CR-3 (21k PDF)
  • Statement of Supervision for Registered Crematory Retort Operators Form CR-4 (12k PDF)
  • Crematory Authority License Application Form CR-5 (62k PDF)
  • Annual Report for Cemetery Companies and Sellers of Cemetery Merchandise (33k PDF)
  • Notice and Registration Form for Preconstruction Sale of Mausoleums (37k PDF)
  • Blank Monthly Report Ledger worksheet (15k PDF)
  • Cemetery Company and/or Pre-Need Cemetery Merchandise Seller Registration Application (59k PDF)
  • Pre-Need Burial Contract Monthly Report (12k PDF)

Charitable organizations

Initial registration requires a Unified Registration Statement or the most recent Federal Form 990

Annual registration

Debt adjusters

Debt adjuster form packet (135k ZIP) includes:

  • Registration form (76k PDF)
  • Audit Checklist form (13k PDF)
  • Surety Bond form (14k PDF)
  • Irrevocable Letter of Credit form (49k PDF)

More information:

Fundraising Consultant

Initial and Annual Registration Packet (951k PDF)

Includes:

  • Fund-Raising Consultant Registration Checklist (Form 5)
  • Fund-Raising Consultant Registration Statement (Form C-1)
  • Licensing Agency Request (AOC-PT-52)
  • Fund-Raising Consultant Promotion Registration Coversheet (Form 4)

Going out of business, fire, and removal sales

Health spas

Health spas form packet (38k ZIP) includes:

  • Affidavit of Exemption (4k PDF)
  • Instructions for Bonds and Bond Exemptions (5k PDF)
  • Checklist return with registration (3k PDF)
  • Health Spa Escrow Agreement (12k PDF)
  • Health Spa Escrow Bond (6k PDF)
  • Registration Statement (11k PDF)
  • Health Spa Corporate Surety Bond (7k PDF)
  • Statutes governing health spas (sections .900 to .930)

Mold remediation

Mold remediation packet (1.36mb ZIP)

  • EPA Mold Guide K-02-003
  • Kentucky Mold Remediation Form MRC-1 - Read This About Mold Before You Sign A Contract, October 2012
  • Kentucky Mold Remediation Form MRC-2 - Read This About Indoor Environmental Professionals Before You Sign A Contract, October 2012
  • Kentucky Mold Remediation Form MRC-3 - Notice of Moisture Problem, October 2012
  • Kentucky Mold Remediation Form MRC-4 - Commercial or Institutional Customer, October 2012

Private foundations

Initial registration requires a Unified Registration Statement or the most recent Federal Form 990pf

Annual registration

  • Requires a Unified Registration Statement or the most recent Federal Form 990pf
  • Form 8868 — Application for Extension of Time to File an Exempt Organization Return

Professional solicitors

Initial and Annual Registration Packet (1.8mb PDF)

Includes:

  • Professional Solicitor Registration Checklist (Form 1)
  • Professional Solicitor Registration Statement (Form SR-1)
  • Professional Solicitor Promotion Registration Statement (Form 6)
  • Professional Solicitor Campaign Financial Report (Form 5)
  • Licensing Agency Request (AOC-PT-52)
  • Surety Bond Statement (Form SB-1)
  • Certificate of Deposit (Form CB-1)

Recreation and retirement use land sales

Recreation and retirement use land sales form packet (107k ZIP) includes:

Sale of contact lenses

The Attorney General requires and provides for the annual registration of all mail order contact lens sellers located outside of the Commonwealth that dispense contact lenses to Kentucky residents, including those providing contact lenses via the Internet. The statutes governing the sale of contact lenses are part of the Consumer Protection statutes, KRS Chapter 367, sections .680-.690.

Mail Order Contact Lens Seller Registration Form

Telemarketing

Telemarketing form packet (170k ZIP) includes:

  • Application for automated dialing equipment (6k PDF)
  • Telemarketing Company Annual Registration (79k PDF)
  • Telemarketing Consent for Service (48k PDF)
  • Telemarketing Bond Form (50k PDF)
  • Telemarketing Surety Bond Form (57k PDF)
  • Statutes governing Telemarketing (sections .461 to .46999)